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IMAGINE LAW
Published in Tikkun [Nov/Dec
2000]
Peter Gabel
The most profound
definition of justice is Martin Luther King Jr.'s: "Love
correcting that which revolts against Love." Its power
comes from its affirmation that we are first of all connected,
that as individuals we are but unique incarnations of a
spiritual force that unites us, and that justice is the
making manifest of that love by correcting, through the
inherent ethical call that this love makes upon every one
of us and all of us, the spiritual distortions that revolt
against love and seek to deny it. It was to this inherent
ethical understanding emanating from the very essence of
our social existence, pulling upon the conscience of the
oppressor as much as giving courage to the oppressed, that
King always addressed himself. Injustice is as self-evident
to us as the presence of justice—even the Nazi cannot
stop killing for fear of becoming aware of what he knows—and
it is the necessity of love that both enables us to tell
justice from injustice and calls upon us to move from the
one to the other.
Law ought to be the particular temporal
embodiment of our effort as a real historical community
to move from the one to the other. Law is not a body of
rules or any other such thing-like entity, but rather a
culture of justice whose ethical legitimacy depends upon
how deeply and sincerely it enables us to carry out the
work of justice, of love correcting that which revolts against
love. Thus conceived, legal culture ought to be a spiritual
practice through which the community calls upon love's evolving
wisdom to heal the spiritual distortions that continue to
alienate us from love itself as the realization of our social
being. Like the mountain climber who first throws his pick
up to the top of the mountain, making sure that the pick
is anchored so as to maximize the tension in his rope, and
who then seeks to pull himself upward by intuitively gauging
the rightness of every step in relation to his ultimate
and transcendent end, law must maintain its connection to
justice by following an ethical intuition anchoring the
present to the future, an intuition of what we are in our
being but are not yet in reality.
America's legal culture at the turn
of the millennium has temporarily lost this connection to
justice because its great historical accomplishment—the
affirmation of the freedom of the individual and the protection
of the individual from officially sanctioned group coercion—has
been misunderstood to require the denial of the spiritual
bond that unites the individual to the other and, through
love, fulfills the individual in his or her social existence.
As a result, alongside the accomplishments of constitutional
democracy and the Bill of Rights, which liberated the individual
from the officially sanctioned religious and political oppression
of previous historical periods, we have created a society
of disconnected monads, spiritually isolated and starved
for love and recognition. Not only has this collective spiritual
starvation now progressed to the point of posing a threat
to the very existence of the planet (because the denial
of the universal need for loving connection has spawned
a pathological, paranoiac scramble to exploit everything
outside oneself—other people and the natural world—in
order to "save" oneself), it has also failed to
secure the liberty of the individual in whose name the denial
of our spiritual bond was legislated. Today as "free
individuals," we live most of our lives in a completely
unnecessary spiritual prison, each of us longing for the
same liberation that only we can provide each other, each
of us denying that this longing exists within ourselves
because we doubt that our longing would or could be reciprocated
by the other. Since this is the IMAGINE project, let us
begin by acknowledging that it is we, and not merely Eleanor
Rigby, who are all the lonely people, withdrawn into our
heads and peering out at a social world whose collective
gaze we have come to fear and whose love, whose reciprocating
acceptance and affirming recognition, is at the same time
our only spiritual salvation.
Of course the law is not exclusively
to blame for this, but it does have a special responsibility
because it legitimizes our predicament in the name of justice.
Law cannot exist without claiming to be just: it would be
superfluous to elevate what are merely orders backed by
the threat of violence to some higher cultural status. But
when law loses its true spiritual connection to justice,
it becomes "legitimation"—a justification
of the status quo that lacks the ethical legitimacy that
only moral anchorage in true justice, Martin Luther King's
justice, can provide. Law as legitimation exploits the longing
for justice by using the claim of justice to legitimate
an alienated society that the community, deep in its core,
experiences as spiritually and ethically illegitimate.
Thus however much we are tempted to
blame the present ecological and spiritual crisis on the
global capitalist marketplace, for example, we must realize
that this marketplace is held in place, so to speak, by
a legal culture that through a vast network of "rights"
allows the community of souls that form that marketplace
to believe that what it is doing is right and even required
by justice itself. If the prevailing culture of justice
declares that individual liberty means there exists no spiritual
force, no essential love, that unites us to each other and
to the sacredness of the natural world and the wider universe,
then the universal longings of the soul are in contradiction
with the community's public declaration—through the
official political and legal institutions that define the
community's very public existence—of the ethical basis
of community membership. To put it simply, absent the support
of a spiritual/cultural/political movement, the isolated
soul cannot but believe that its longing for a loving and
spiritually connected society is "wrong" and that
the ethics of the marketplace is both "right"
and a condition of social membership. Thus the prevailing
legal culture, which we begin to internalize even before
the explicit conditioning of seventh and eight-grade civics
class, plays a unique and powerful role not only in sustaining
what is, but in keeping our spiritual longings and our spiritual
knowledge a collective and even unconscious secret.
Since what we are to imagine, in a moment,
is precisely the legal/spiritual revolution that will dissolve
these invisible walls that separate us, we must first enumerate
the elements of our existing legal culture that contribute
to this state of affairs and that must be revolutionized.
All of these elements reflect the central mistaken conviction
that the protection of individual liberty requires the denial
of, rather than the affirmation of, the spiritual bond that
unites us. Here are the most important ones:
1. Our legal culture declares that disputes
are to be resolved through an adversary system that defines
differences as antagonistic clashes of conflicting interests,
fosters hostility, mutual deprecation, and lying, and rejects
any moral objective that might inform the process beyond
the parties' own objectives, beyond their self-interested
goals. Protection of the "rights of the individual"
is thought to require that each side treat the other with
skepticism and mistrust, to demean the other's position
while exaggerating the virtue of your own, to use cross-examination
to undermine the testimony of even those you believe to
be truthful, and to conceal any information that might be
harmful to your side unless your opponent extracts it from
you under penalty of perjury (only in rare circumstances
is voluntary disclosure legally required). The adversary
process assumes that justice is best served by the use of
evidentiary rules that limit what the judge and jury may
hear to the proof of empirically verifiable facts. Any evidence
regarding the spiritual and social meaning of the dispute
or of the social and ethical context that might bring out
this meaning is inadmissible because it is regarded as "merely
subjective," merely matters of opinion that cannot
be determined to be true or untrue and therefore can only
unfairly prejudice the objectivity of the proceeding. The
assumption is that the vindication of "individual rights"
is the basis of law's claim to justice, and that objectivity
in pursuit of that end is best assured by having an impartial
third-party (sometimes the judge, sometimes a jury) evaluate
each side's case after the other has had a full opportunity
to destroy it.
2. Once the "facts" are thus
determined, the basic rules of substantive law that are
used to resolve disputes—embodied in, for example,
the law of contracts, torts, corporations, and property—assume
that people are essentially unconnected monads whose principal
desire is to pursue their own material self-interest in
the competitive marketplace, and whose principal social
concern is limited to protecting their persons and property
against unwanted interference by others. Even the Constitution,
often thought to be among the world's great documents in
securing social justice, provides no recognition of the
human longing for community, for social connection, for
the authenticity of mutual recognition, for the creation
of a society that fosters our awareness of the sacredness
of life itself and of the natural world. Instead, the main
text of the Constitution provides only the formal structure
to secure a democracy of strangers, an unconnected collection
of individuals protected against their neighbors by the
secret ballot and against abuses by the government itself
through the "checks and balances" secured by the
separation of powers. Similarly, the Bill of Rights does
not aspire to connect us to one another but to protect us
against each other, against the community's interfering
with our right as isolated individuals to speak, to assemble
(if as disconnected monads we can find anyone to assemble
with), to be secure in our homes (those supposed havens
in a heartless world), and even to keep others from taking
away our guns. Indeed, the current preoccupation with "the
right to bear arms" is an example of a highly visible
appeal to the Bill of Rights (in this case the Second Amendment)
that reveals how clearly its protections equate individual
freedom with fear of the other rather than connection with
and love for the other.
3. In their training and in the disciplinary
and ethical rules that govern the legal profession, lawyers
are encouraged and even to some extent required to ignore
ethical considerations beyond the narrow self-interest of
the client. Because our legal culture lacks a spiritual
and moral direction, or more precisely because it denies
the legitimacy of embracing such a direction in order to
defend an isolated conception of individual liberty, the
role of the lawyer is simply to advocate for the legitimacy
of whatever the client wants or does (so long as it is not
a crime). Legal education is almost exclusively directed
toward teaching students the analytical techniques of rule-manipulation;
the best students are those who can demonstrate their capacity
to argue for any side irrespective of moral consequences.
No part of a law student's education is directed toward
instilling in the student the obligation or the capability
to promote the creation of a more loving, more spiritually
whole society. And once in practice, the lawyer's professional
"duty of zealous representation" virtually requires
the lawyer not to allow his or her own "private"
ethical concerns to interfere with the zealous pursuit of
the client's ends, irrespective of the impact of these ends
on others, on the society as a whole, or on the environment.
Because the individualistic, materialist,
and adversarial character of this legal culture is "binding"
on the consciousness of society—because its assumptions
about who human beings are and how we ought to relate to
one another are also The Law—we cannot overcome the
spiritual alienation that is at the heart of our own and
the world's suffering without a fundamental transformation
of this culture. And because the great social movements
of the twentieth century did not grasp this, they foundered
when they entered the legal arena. The labor movement, the
civil rights movement, and the women's movement, for example,
were fundamentally spiritual movements aspiring to a new
kind of connection that would realize our common humanity—even
the word "movement" denotes the spiritual emergence
of just such a vitalizing connection. But once these movements
began to translate their spiritual aspirations into a demand
for legal rights, their very victories became a cause of
the defeat of these aspirations. Absorbed into the law's
individualistic and materialist framework, the labor movement's
aspiration to a classless society based on solidarity and
universal brotherhood became the right to bargain for higher
wages and safer working conditions; the civil rights movement's
aspiration to love across our racial differences became
the right of "the individual" not to be discriminated
against on the basis of race in order to protect his or
her liberty to pursue "equality of opportunity"
in the marketplace; the aspiration of the women's movement
to replace a world of power, hierarchy, and heartless rationality
with a communal, intuitively grounded fabric of care became
the right not to have one's liberty to pursue material success
in the marketplace impeded by gender. No matter how important
these liberal victories were, they required looking in a
mirror that made the spiritual aspiration for a fundamental
social transformation invisible.
Yet for a complex of reasons—the
most important of which are probably the failure of the
liberal global marketplace to create a meaningful social
existence, and the failure of the movements for social transformation
to be able to sustain themselves through either the liberal
or the materialist-socialist framework—a new flower
has begun to sprout across the face of the world. This flower
is the world-wide spiritual/ecological movement that is
finally helping the necessity of love to recognize itself
as the spiritual force that unites us. To bring this recognition
to fruition, to enable this flower to grow in spite of the
centuries of alienation and mistrust and "misrecognition"
that have preceded its birth into awareness, we must create
a new legal culture. And we are already beginning to do
so.
Love Correcting That Which Revolts
Against Love
A legal culture that can begin to realize
Dr. King's great description of justice is one in which
the community's response to conflict of every kind—civil
and criminal to use the current categories—begins
with a moral awareness of the love, the sense of compassionate
and caring social connection, that is to be restored through
the legal process. This requires that law's primary focus
no longer be judgment directed toward divided individuals,
but the healing of wounds to the connection that is to be
restored.
This in turn requires that the three
principal elements of the individualistic and materialist
legal culture undergo the following transformation:
1. The adversary system should be abolished
and replaced by processes that encourage empathy, compassion,
and mutual understanding. Each human and ecological problem
that requires community resolution should proceed by locating
the presentation of all "facts" within a context
of social meaning that reveals their ethical significance.
Within this transformed framework, the courtroom would be
the public space devoted to healing the spiritual wounds
of alienation by allowing the community to hear these wounds
in their full human dimension, instead of restricting what
constitutes "evidence" to intentionally despiritualized
"facts." For example, imagine the effect of a
single public hearing of a case of racial oppression in
such a setting. Imagine if the community and the perpetrator
listened with a legally validated compassion to the suffering
of the victim, and then with equal compassion to the desperate
allegiance of the perpetrator to whatever distorted vision
of racial superiority and false communal identity led him
or her to inflict humiliation and pain on another (for listening
with compassion does not mean sparing the offender of moral
responsibility). And imagine the healing effect on the wider
culture of watching such spiritual truths revealed on television—in
contrast, say, to the alienating effect of watching the
manipulations of the O.J. Simpson trial. The effect of a
single such act of collective witnessing would have an immense
impact by giving communal recognition, through a public
legal process, to the pain of separation that pervades all
of our lives and produces our worst distortions.
If you find it difficult to imagine
how we could arrive at such a transformed vision of law's
purpose and process, consider the rapid spread of the Restorative
Justice movement in criminal law in America today. All across
the country (but especially in Austin, Milwaukee, and Minneapolis),
concerned lawyers, religious leaders, and community members
are seeking to heal the community wounds caused by crime
by creating safe contexts for victims to confront those
who have hurt them with the full expression of the pain
they have suffered, by allowing the perpetrators to come
face to face with the reality of the Other that such a confrontation
permits, and by sometimes eliciting sincere apologies and
the sincere forgiveness that is the only true way to repair
the spiritual harm of violence. Of course these restorative
justice processes also require the offender to provide appropriate
and meaningful restitution to the victim where possible—such
as requiring, in one case, two teenagers who had defiled
a Des Moines synagogue with swastikas to remove the offending
symbols, perform other community service, and study Jewish
history in addition to coming to understand, through face-to-face
encounters with Holocaust survivors who were members of
the synagogue, the enormity of the suffering associated
with the swastika. But the essential point of Restorative
Justice is responding to crime in a manner consonant with
love correcting that which revolts against love, with understanding
crime as a wound to love that is itself almost always caused
by such a wound that preceded the criminal act.
The power of this re-imagining of the
healing power of law has been nowhere better revealed than
in the work of South Africa's Truth and Reconciliation Commission
(TRC) under the leadership of Bishop Desmond Tutu. That
commission has sought to avoid the vengeance that almost
inevitably accompanies revolutions against a legacy of oppression
by seeking, on behalf of the black majority, to forgive
the white minority for the crimes of apartheid so long as
the offenders acknowledged the truth of what they had done.
With all its limitations, including the immense political
complications accompanying the TRC's work (hearing and televising
a review of some 22,000 cases often involving extreme violence),
the TRC is one of the greatest experiments in human history
in a spiritual approach to healing social conflict. Imagine
if we began now to take the next millennium to build our
entire legal culture on the TRC's premise announced in the
title of Bishop Tutu's recent book: No Future Without Forgiveness.
2. The role of "rules" in
resolving disputes in civil cases should be greatly diminished,
in favor of wisdom guided by ethical and spiritual ideals.
Just as the Restorative Justice movement has sought to foster
the healing of the effects of violence on individuals and
communities in criminal cases, the process of resolving
civil disputes should draw upon the healing-centered focus
of today's transformative mediation movement to assist in
the realization of these spiritual and ethical ideals.
The importance of this shift can best
be understood by grasping the changes in legal culture that
will have to occur for David Korten's visionary conception
of a post-corporate, sustainable economy to actually come
into being. Korten's alternative to globalization calls
for the creation of "mindful markets" that will
be based on such ethical values as true mutuality and cooperation,
respect for the meaningfulness of one another's labor, the
production of material goods that satisfy real human needs
in a manner that respects the sacredness of the earth, and
respect by economic actors for the integrity of each other's
local cultures. But the only way to bring about such an
economic transformation is to build a parallel legal culture
that gradually helps to develop acceptance of these values
as expressive of a just economy, and to fill out the practical
meaning of these ideal values through the resolution of
individual cases over time—through a spiritual/ethical
equivalent of our present individualist/materialist common
law.
What this new legal culture requires
is not a new set of abstract rules to be applied neutrally
and logically to strangers who want to remain strangers,
but a legal process that emphasizes empathic listening and
the elicitation of the social meaning of an economic exchange
in order to gradually overcome the legacy of capitalist
self-interest that presupposes disconnection between the
parties. The purpose of the legal proceeding must be to
bring into being a connection expressive of Korten's vision
of an ethical and sustainable economic culture. If a dispute
develops between a buyer of coffee in the United States
and a supplier from Central America, the legal resolution
of the dispute should perhaps begin with a period of meditation
and a sharing of food and music, followed by a telling of
respective stories and a period of questioning (not "cross-examination")
aimed at resolving the dispute in accordance with the aspiration
to a spiritual and ethical ideal. The aspiration to respect
the inherent worth and meaningfulness of each other's labor
cannot be realized by a verbal statement of this ideal in
the form of a "rule" to which alienated actors
must conform their conduct, but by a process that realizes
this aspiration is an ideal "in front of us" that
must be nurtured into existence through empathy, education,
and reciprocal sensitivity.
Accompanying the replacement of rules
with ideals in substantive law must be the development of
spiritual remedies for the resolution of differences. In
today's legal culture, the measure of all things is money.
Consistent with the law's emphasis on material self-interest
and the profit motive as the driving force of humankind,
the legal remedy prescribed for almost every injury, whether
economic (such as breach of contract) or non-economic (such
as sexual harassment) is monetary damages to be transferred
from one disconnected stranger to another. In the civil
area as in the criminal area, remedies aimed at creating
social connection must emphasize acknowledgment of wrong-doing
and the elicitation of genuinely voluntary apology and forgiveness.
Of course some and perhaps many cases will require some
material restitution for material loss unjustly suffered
by one party, but even here the aim wherever possible should
be the promotion of future material assistance freely given,
rather than just the payment of money.
Finally, while I have here emphasized
re-imagining the relationship between a new legal culture
and a new economic culture, the same re-imagining should
occur in the non-economic sphere of a reconceived civil
society that aspires to connect us rather than separate
us. To take but the most obvious example, the present rule
of American tort law that there is no duty to attempt to
rescue someone in distress—for example, someone drowning
in front of you in a swimming pool—should be replaced
by the ideal expectation that we will do all we can to rescue
each other from isolation, fear, and danger, whether someone
is drowning or someone is homeless. That we today associate
this expectation as "making sense" only in relation
to intimate family members is but a result of our conditioning
that transforms those outside the tiny circle of blood relations
into mere strangers, mere vessels of anonymity to whom we
are not essentially related.
3. The role of lawyers must be equally
reconceived as a "calling" rather than a trade.
Instead of lawyers understanding themselves as neutral legitimators
of their clients' individual self-interest, lawyers must
reconceive of themselves as healers—that is, as spiritual
actors whose aim is to reconcile the goals of their clients
with the creation of a loving world. No longer should the
ethics of the profession encourage the criminal defense
lawyer to seek the acquittal of those whom the lawyer knows
has committed violent acts, or encourage the lawyer for
a lumber company to help his or her client destroy old-growth
Redwoods with impunity. Instead, the lawyer should be trained
from the first day in law school to engage every human situation
with which he or she is confronted so as to create a better,
more spiritually connected world. Rule-manipulation and
the cultivation of cleverness should give way, through the
study not of "cases" but of ethically compelling
and challenging situations, to empathic engagement with
both one's client's deepest hopes and the reconciliation
of those hopes with the law's substantive ethical ideals.
The purpose of the profession as a whole, therefore, should
be the deepening of the collective moral consciousness of
the community as a whole, as the community—finally
facing the inevitability of the destruction of its own species
if it cannot overcome the fear of the Other that has come
to dominate its existence—approaches Martin Luther
King Jr.'s simple and universally desired moral truth.
Whether this
vision sounds hopelessly utopian to you or fully realizable
and even necessary—whether you believe such a profoundly
connected vision of law and legal culture cannot be accomplished
without unacceptable threats to individual freedom, or,
on the other hand, whether you believe such a vision of
legally recognized spiritual connection is essential to
the fulfillment of individual liberation—depends upon
whether you really can embrace Martin Luther King Jr.'s
affirmation that loving connection made manifest in the
world will be but the realization of who we already are.
I can embrace this. And with Dr. King and John Lennon in
my mind's eye, I know I'm not the only one.
Peter Gabel is president
of New College of California, associate editor of Tikkun,
and author of The Bank Teller and Other Essays on the
Politics of Meaning (Acada Books, 2000).
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